IAS-39 and BIS-Basel II Directory

  International
    Accounting
     
GAAP 2001 - A Survey of National Account Standards Benchmarked Against International Account Standards - L (EU)
      GAAP 2000-A Survey of National Accounting Rules in 53 Countries (pdf) - L
      Amended IAS 32 and 39 and Rate Portfolio Exposure Draft (example)
       .  (IAS 39-web, Restricted Docs: detailed summary, text, guidance, supplemental guidance )
           IAS Detailed Summary II. Financial Asset Categories (Trading, HTM, AFS, AFS election to P&L OR OCI)
           IAS 39 Cash Flow Hedge References
           Across Countries (Canada, France, Germany, Switzerland, UK, US - detail)
           IAS Project Timeline
       Europe Adopts Regulation Requiring IAS by 2005 - June 2002 (EC & IASB press releases)
          European Financial Reporting Advisory Group (EFRAG) recommends EC endorsement of all existing IAS 'en bloc'
       EU Directive 2001/65/EC - (Official Journal - L) AFS treatment, assets not at fair value, consolidation -SIC-12 v. IAS 27,
          fair value calculation, fair value reporting, hedge accounting in equity, liabilities at fair value, member state compliance,
          question re 42a carry at excess of market value (pdf(see http://www.iasplus.com/restruct/resteuro.htm)
       amends (Accounting Directive Summary - L)
          EU 4th Directive 78/660/EEC - L (7/25/78 - annual accounts - Articles 31-42,60 on L)
          EU 7th  Directive 83/349/EEC - L (6/13/83 - consolidation - summary - L)
          EU Directive 86/635/EEC - L (12/8/86 - bank and financial institutions)
          The Role, Position and Liability of Statutory Auditors -L - 1996 Green Paper -
       Ministère de l'Économie, des Finances et de l'Industrie (fr)
           Commission des Opérations de Bourse (COB-frpublicly traded company news disclosure (ownership thereshold)
           Liason with IAS is Conseil Nationale de la Comptabilité (CNC)
       Banque de France and Commission Bancaire - L
            Recommendations on Accounting for Financial Instruments and Similar Items (pdf - L) Questions (pdf - L)
       International Accounting Standards - Similarities and Differences - IAS, U.S. GAAP and U.K. GAAP - L
    Value-at-Risk (VaR)
        BIS
- Basle II pages (1/96 updated to 4/98 Market Risk Accord - Overview, QIS 3 - Third Quantitative Impact Study)
             October 11, 2003 Update, Comments, a comment.
       
EU COUNCIL DIRECTIVE 93-6-EEC of 15 March 1993 on the capital adequacy of investments firms and credit institutions-pdf
        The European Loan Market Association Comments on Basel II (Loans in trading book)
       
Banque de France and Commission Bancaire - L
           Selected French Banking and Financial Regulations - Extract - September 1999
           Self-Assesment Report on Compliance with the Core Principles of the Basel Commitee-pdf
           Restricted: French Interpretation INTERNATIONAL CAPITAL ADEQUACY RATIO
                            CB Cooke Rules Jan-2002 ENGLISH-doc
        French-U.S. VaR Comparison

 United States
    Accounting            
      PWC Cash Flow Hedge Example 11
      Restricted Docs:  FAS 133-Appendices A-B, Appendices C-E, FAS 138 (all Docs)
      J. Bodurtha, Enron Case Web, Enron's Shell Game - A Valuation-Based Perspective *sg (pdf version)
      "Simple and Solid, New Stocks Emerge as Market's Leaders," Wall Street Journal, June 17, 2002.
      J. Bodurtha and D. Thornton, FAS 133 Option Fair Value Hedges:  Financial-Engineering and Financial-Accounting Perspectives,
           January 2001, last revised July 2002..
      J. Bodurtha and D. Thornton, Objective Probability Derivative Valuation, SFAS 133 DIG G20 and A Hedge Ineffectiveness Issue,
          
January 2001, last revised, July 2002.
      J. Bodurtha, Notes on Measuring Hedge Effectiveness-pdf, July, 2000, last revised July 2002.
    Value-at-Risk (VaR)
      US OCC 12 CFR-Part 3 Minimum Capital Ratios - 20020101 (html)
          (Covered Positions, Backtesting, Market Risk, Retained Earnings and Capital Surplus, Specific Risk)
      Instructions for Preparation of FFIEOC 031 and 041 - L
      Bodurtha, Jr., James and Qi Shen, Historical and Implied Measures of "Value at Risk": The DM and Yen Case,
           July 1994, last revised - October 1999.
      Barclay Lieb, What's a Default? (Conseco-BofA, Regulatory Warnings)

U.S. SEC 10-K and 20-F Excerpts

UBS (IAS 39 compliant - pdf - full)
Citigroup (full)
Deutschebank (full)
JP Morgan Chase (full)
Merrill Lynch (full)
BNP Paribas - full
Société Générale (Presentation - L, Sustainable growth - L, Activity 2001 - L, Corporate governance - L,
   Consolidated financial statements - L, Parent company financial statements - L, Legal information - L)

 

Analysts Coverage

Bear Stearns (2/15/2001), Chase Hambrecht & Quist, CIBC World Markets Corp., Deutsche Banc Alex. Brown - US, Deutsche Banc Securities Inc., Donaldson, Lufkin & Jenrette Securities,  Legg Mason Wood Walker, Inc., Lehman Brothers, Inc., Merrill Lynch Capital Markets, Salomon Smith Barney

Link to Book Notes Summary